This section is dedicated to helping you keep your 401(k) Plan up to date by providing tips for completing relevant forms, a document upload page, a deadline reminder list and an explanation of the valuation requirements. You’ll find quick links to all of these items in the left sidebar.

Accurate reporting and testing ensures that your 401(k) Plan remains compliant with both the Department of Labor (DOL) and the Internal Revenue Service (IRS). To complete your annual reporting, please do the following:

1. Download the Year End Summary and Census Form. You will need Adobe Acrobat Reader to view these.                        
2. Click here to return your completed documents.
   Documents needed include:
   1. Completed Plan Year End Summary
   2. Completed Census Worksheet
   3. 401(k) Plan Bank Statements
   4. Corporate Bank Statements Reflecting the Deposit of the QES Funds
   5. Completed Stock Transfer Ledger
   6. Investment Manager Statements (if applicable)
   7. Business Valuation Back-up Documentation

   For support during any part of the process, please call our Record Keeping team at 888.472.4455 x3350. We appreciate the opportunity to serve you.